Step into a pivotal role as Chief Compliance Officer with a leading global investment firm. Provide critical compliance guidance and develop risk frameworks for various business units.
This position offers the chance to influence governance, risk management, and compliance within a high-performing regional team. As a Compliance professional, you'll establish programs, policies, and procedures that align with the organization's objectives. Collaborate closely with portfolio managers and investment operations to ensure compliance across all mandates.
Key Responsibilities:
- Develop and implement risk frameworks across the organization
- Monitor compliance programs and guideline adherence
- Partner with portfolio and client account managers on compliance
- Address and resolve compliance breaches effectively
- Provide timely governance and risk advice to the business
Requirements:
- Extensive experience in compliance within investment firms
- Proven ability to develop compliance frameworks
- Strong collaboration skills with operational teams
- In-depth knowledge of risk management principles
- Excellent communication and reporting skills
Bring your expertise in compliance and risk management to enhance governance at this global investment firm.
Chief Compliance Officer at Global Investment Firm in Toronto employer: ZSA Canada
ZSA Canada is an exceptional employer that fosters a collaborative and supportive work environment for Corporate Lawyers in London, Ontario. With a strong emphasis on mentorship and professional growth, employees are encouraged to tackle challenging corporate matters while enjoying a vibrant workplace culture. The competitive salary range, combined with opportunities to engage in meaningful work across Southwestern Ontario, makes ZSA Canada a highly attractive place for legal professionals seeking to advance their careers.