At a Glance
- Tasks: Support compliance systems and analyze data to ensure regulatory requirements are met.
- Company: Join Wellington-Altus, a leader in Canada's investment and wealth management industry.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Other info: Opportunity for career growth in a collaborative team setting.
- Why this job: Make a real impact by ensuring compliance and supporting innovative financial solutions.
- Qualifications: Two years of experience in financial services and proficiency in data analysis tools.
The predicted salary is between 63000 - 77000 $ per year.
Support compliance systems and data analysis with Wellington-Altus in Calgary or Toronto. Help monitor communications, trading supervision, and internal databases.
Reporting to the AVP, Supervision, this Compliance Analyst supports tools used across the Compliance Team.
The position maintains systems, analyzes compliance data, and helps ensure regulatory requirements and internal policies are followed.
Wellington-Altus operates in Canada's investment and wealth management industry.
Key Responsibilities
- Maintain compliance systems, user access, updates, and new functionalities
- Analyze data, identify trends, and present actionable reports
- Monitor email and social media for regulator risks
- Resolve system issues and ensure data accuracy
- Support audits with documentation and corrective actions
Requirements
- Minimum two years progressive experience with CIRO Dealer Member or bank
- Knowledge of financial services, CIRO, and provincial securities regulators
- Experience with data analysis and risk management
- Proficiency with Power BI and Microsoft Office
- Familiarity with supervision and communications monitoring tools
Bring systems expertise, analytical judgment, and regulatory knowledge to Wellington-Altus compliance operations in Calgary or Toronto.
Compliance Systems Analyst – Calgary employer: Wellington-Altus Private Wealth Inc.
Wellington-Altus is an exceptional employer that fosters a collaborative and innovative work culture, making it an ideal place for Senior Wealth Planning Analysts to thrive. With a strong emphasis on professional development, employees are encouraged to enhance their skills and grow within the company while working alongside a dynamic team dedicated to delivering tailored wealth management strategies for high-net-worth clients. Located in a vibrant area, the company offers unique advantages such as networking opportunities and access to industry-leading resources, ensuring a rewarding and meaningful career path.
Contact Details:
Wellington-Altus Private Wealth Inc. Recruitment Team
