Lead CIRO supervision for Manulife Wealth advisors through complex reviews, regulatory judgment, and hybrid regional field oversight. Regular travel is required.
The Senior Field Supervision Manager provides Tier 1 daily supervision for advisors registered with CIRO at Manulife Wealth Inc. This senior role supports high-value and high-risk offices through onsite visits, training, escalations, and compliance guidance. You will partner with Regional Field Supervision and Line 2 Compliance.
Key Responsibilities:
- Approve daily, monthly, and quarterly trade reports
- Review new accounts, KYC updates, suitability, and exceptions
- Handle complex supervisory items and escalate non-compliance
- Conduct annual branch and onsite reviews
- Coach advisors and Field Supervision Associates
Requirements:
- Three to five years of CIRO supervision or compliance experience
- CIRO Supervisor and Registered Representative registration
- CSC, CPH, and Investment Dealer Supervisors Courses completed
- Strong regulatory knowledge and analytical judgment
- Mandarin proficiency and regular regional travel availability
Apply senior compliance expertise to CIRO supervision, complex escalations, advisor training, and branch oversight at Manulife Wealth.
Senior Field Supervision Manager in Vancouver employer: Turner Construction Company
Turner Construction is an exceptional employer that fosters a collaborative and innovative work culture in the heart of Vancouver. With a strong commitment to employee growth, we offer comprehensive training programs and opportunities for advancement, ensuring that our team members thrive both personally and professionally. Join us to be part of a dedicated team that values your contributions and supports your career journey in the dynamic field of construction estimating.
Contact Details:
Turner Construction Company Recruitment Team
