Toronto-based Senior Analyst role focused on risk assessments, internal controls, and regulatory requirements within TD Securities' Governance and Control team.
Reporting to the Manager, TDS Governance and Control, this senior analyst supports businesses globally. The work covers non-financial risk, control frameworks, RCSA execution, process inventories, testing improvements, and remediation. Candidates bring relevant experience in risk, audit, or compliance, along with strong communication and analytical skills. TD Securities supports corporate, government, and institutional clients through capital markets products and services.
Key Responsibilities:
- Maintain Value Chain, Assessable Unit, and Business Process inventories
- Document RCSAs and engage risk partners during execution
- Assess processes, consolidate controls, and identify inventory gaps
- Analyze exceptions and track remediation plans to resolution
- Recommend control automation, enhancements, and testing efficiencies
Requirements:
- University or post-graduate degree
- Two years of relevant risk, audit, or compliance experience
- Prior audit or quality control testing experience
- Strong relationship management and communication skills
- Analytical software, data analysis, and reporting skills an asset
Apply risk assessment, control testing, and remediation expertise as a Senior Analyst supporting TD Securities businesses in Toronto.
Senior Risk and Control Analyst in Toronto employer: TD
TD Securities is an exceptional employer located in Toronto, Ontario, offering a dynamic work environment that prioritizes innovation and professional growth. With a strong commitment to employee development, competitive compensation, and a comprehensive benefits package, TD fosters a culture of collaboration and inclusivity, empowering colleagues to thrive both personally and professionally. Join a forward-thinking team where your contributions are valued, and you can make a meaningful impact in the capital markets sector.
