At a Glance
- Tasks: Support TD businesses in managing risk and ensuring effective controls.
- Company: Join TD Securities, a leader in capital markets with a collaborative culture.
- Benefits: Competitive salary, health benefits, career development, and flexible work options.
- Other info: Dynamic environment with strong growth opportunities and supportive training.
- Why this job: Make a real impact by enhancing internal controls and streamlining processes.
- Qualifications: University degree and 2 years of relevant experience in risk or compliance.
The predicted salary is between 81600 - 115200 $ per year.
Work Location: Toronto, Ontario, Canada
Hours: 37.5
Line Of Business: Governance & Control
Pay Details: $81,600 - $115,200 CAD
TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD.
Job Description: TD Securities' (TDS) Governance & Control (G&C) team partners with the TDS businesses globally to design, implement, maintain, and monitor effective internal controls and ensure business activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely and consistent implementation – across all TDS businesses – of all risk, control and governance programs, initiatives, policies, and strategic business projects. The TDS G&C team acts as the primary contact for the TDS businesses, working closely with subject matter experts from each TDS business line. The team works together with the business leaders to implement TDS G&C methodologies, policy frameworks, standards and practices and are key members of enterprise projects / programs requiring TDS representation.
The primary role of the Senior Analyst, TDS G&C, supports all TDS businesses in adherence to regulatory and enterprise requirements, managing non-financial risk, and ensuring effective controls are in place. The key accountabilities of the Senior Analyst role are as follows:
- Assist with creation and maintenance of Value Chain (VC), Assessable Unit (AU), and Unique Business Process (UBP) inventories.
- Perform Risk and Control Self-Assessment (RCSA) documentation and engage other risk partners in RCSA execution.
- Assess multiple individual processes concurrently, consolidate risks and controls across processes to eliminate duplication, and identify any gaps in processes as well as process inventory.
- Assist with RCSA interim updates as operational risk events/issues arise.
- Identify and recommend opportunities to automate, enhance or streamline controls and any other processes.
- Ensure that exceptions are appropriately analyzed, reported, and tracked to resolution.
- Support TDS Businesses in developing action/remediation plans to address internal control gaps as well as the root cause themes.
- Identify opportunities to improve processes, realize efficiencies in testing (where possible) and deliver a better testing experience to TDS Businesses.
- Assist with ad-hoc initiatives and strategies from a risk and control perspective.
- Contribute to and promote positive working relationships by effectively communicating and regularly sharing information, issues/points of interest, learnings, and knowledge with the team.
Job Requirements:
- University or Post-Graduate degree; professional accounting/auditing/risk management designation would be considered an asset.
- 2 years of relevant experience (Risk, Audit, Compliance preferred).
- Prior audit experience, quality control testing experience, or familiarity with TD Bank testing methodology.
- Strong interpersonal and relationship management skills.
- Flexibility to quickly adapt to changing and ambiguous initiatives or requirements and ability to work collaboratively across functions and thrive in a fast-paced environment.
- Effective time management, multi-tasking, and organizational skills to meet tight timeframes.
- Well-developed written and verbal communication skills, as well as confident presentation and facilitation skills.
- Ability to take initiative and work independently and in a team environment.
- Ability to process and handle confidential information with discretion.
- Skill in using analytical software tools, data analysis methods and reporting techniques is an asset.
Who We Are: TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience.
Our Total Rewards Package: Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals.
Colleague Development: If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed.
Training & Onboarding: We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.
Senior Governance & Control Analyst in Toronto employer: TD
TD Securities is an exceptional employer located in Toronto, Ontario, offering a dynamic work environment that prioritizes innovation and professional growth. With a strong commitment to employee development, competitive compensation, and a comprehensive benefits package, TD fosters a culture of collaboration and inclusivity, empowering colleagues to thrive both personally and professionally. Join a forward-thinking team where your contributions are valued, and you can make a meaningful impact in the capital markets sector.
