Senior Compliance Oversight Lead, Exchange-Traded Products in Toronto

Senior Compliance Oversight Lead, Exchange-Traded Products in Toronto

Toronto Full-Time 90000 - 110000 $ / year (est.) On-site
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At a Glance

  • Tasks: Advise on regulatory requirements and develop policies for Exchange Traded Products.
  • Company: Join TD Securities Inc., a leader in the financial services industry.
  • Benefits: Competitive salary, health benefits, and opportunities for professional growth.
  • Other info: Collaborative team culture with a focus on continuous learning.
  • Why this job: Make a real impact by ensuring compliance in a fast-paced environment.
  • Qualifications: Experience in compliance and strong analytical skills required.

The predicted salary is between 90000 - 110000 $ per year.

TD Securities Inc. (TDSI) Compliance Department seeks a Senior Compliance Business Analyst to advise on regulatory requirements for Exchange Traded Products, working with business partners to develop, communicate, implement and maintain policies ensuring regulatory alignment.

The role requires responsiveness in time‑critical situations, ongoing monitoring of regulatory developments, and collaboration with cross‑functional teams.

Senior Compliance Oversight Lead, Exchange-Traded Products in Toronto employer: TD

TD Securities is an exceptional employer located in Toronto, Ontario, offering a dynamic work environment that prioritizes innovation and professional growth. With a strong commitment to employee development, competitive compensation, and a comprehensive benefits package, TD fosters a culture of collaboration and inclusivity, empowering colleagues to thrive both personally and professionally. Join a forward-thinking team where your contributions are valued, and you can make a meaningful impact in the capital markets sector.

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Contact Details:

TD Recruitment Team

We think you need these skills to ace Senior Compliance Oversight Lead, Exchange-Traded Products in Toronto

Regulatory Knowledge
Policy Development
Communication Skills
Collaboration
Time Management
Analytical Skills
Monitoring Skills