Lead financial crimes audits in Toronto with expertise in control testing, audit planning, and independent risk assessment. This role is based in Toronto, Ontario.
As an Audit Manager I, you will conduct audits across TD, supporting oversight of fraud, financial crimes, and insider risk. Your work includes walkthroughs, test scripts, issue management, audit reporting, and stakeholder communication. You will help assess internal controls and identify opportunities for stronger risk mitigation.
Key Responsibilities:
- Conduct audits according to established plans and professional standards
- Execute walkthroughs, test scripts, and control testing
- Identify issues and manage findings within audit grids
- Present independent opinions, findings, and recommendations
- Follow up on regulatory and divisional audit findings
Requirements:
- Undergraduate degree required
- Five or more years of relevant experience
- Experience in audit, compliance, fraud, or financial crimes
- Knowledge of AML, sanctions, or insider risk
- Ability to handle confidential information with discretion
Bring financial crimes expertise, control testing capability, and audit judgment to TD's Toronto oversight team.
Financial Crimes Audit Manager in Toronto employer: TD
TD Securities is an exceptional employer located in Toronto, Ontario, offering a dynamic work environment that prioritizes innovation and professional growth. With a strong commitment to employee development, competitive compensation, and a comprehensive benefits package, TD fosters a culture of collaboration and inclusivity, empowering colleagues to thrive both personally and professionally. Join a forward-thinking team where your contributions are valued, and you can make a meaningful impact in the capital markets sector.
