Elevate your career in regulatory compliance as a Senior Compliance Business Oversight Analyst with TD in Toronto, Ontario. Drive compliance culture and oversee key initiatives in a fast-paced environment.
TD Securities is seeking a Senior Analyst responsible for providing vital compliance advice on Exchange Traded Products. You will collaborate closely with stakeholders, managing policies, compliance monitoring, and training programs. This role demands an in-depth understanding of regulatory requirements and the ability to manage urgent, complex situations effectively.
Key Responsibilities:
- Provide strategic oversight on compliance initiatives
- Conduct compliance monitoring for equity and listed derivatives
- Deliver regulatory training for Capital Markets staff
- Prepare compliance reports for best execution committee
- Assist with regulatory examinations and inquiries
Requirements:
- Strong knowledge of equity and derivatives trading regulations
- Experience with Power BI and data analytics
- Project management expertise to address compliance controls
- Excellent communication skills in a trading environment
- Ability to work independently and prioritize projects effectively
Join TD in fostering a culture of compliance and enhance your expertise in a pivotal financial role.
Senior Compliance Analyst at TD Securities in Toronto employer: TD Bank Group
TD Bank Group is an exceptional employer that fosters a collaborative and innovative work culture, particularly in the dynamic field of Payments Modernization. Employees benefit from comprehensive professional development opportunities, competitive compensation, and a commitment to work-life balance, all while being part of a leading financial institution located in the vibrant city of Toronto.
