Support investment solutions compliance with Scotiabank as a Portfolio Analyst in Toronto, reviewing policies and tracking violations. This contract lasts 10 months.
Within Investment and Advisory Solutions and Scotia Wealth Management, this analyst contributes to the Managed Portfolio Program's daily operations. You will help ensure activities follow governing regulations, internal policies, and procedures. The position requires communication, inquiry, investigation, and timely escalation of issues.
Key Responsibilities:
- Organize communications concerning Investment Policy Statement violations
- Monitor violations and confirm closure of outstanding items
- Investigate issues and escalate when appropriate
- Implement corrective and risk mitigation actions promptly
- Consider risk appetite and culture in daily decisions
Requirements:
- Post-secondary degree
- Preferred CFA Level 1 qualification
- Effective experience working with Advisors
- Strong Microsoft Office suite skills
- Excel VBA preferred
Use compliance, investigation, and Microsoft Office capabilities to support Investment Solutions operations within Scotia Wealth Management.
Investment Solutions Compliance Analyst in Toronto employer: Scotiabank
Scotiabank is an exceptional employer that fosters a purpose-driven and inclusive culture, making it an ideal place for professionals seeking to excel in the financial services industry. With a strong focus on employee growth, you will have access to comprehensive training and development opportunities while working alongside senior leadership in a collaborative environment. Located in vibrant cities like Calgary and Vancouver, you will enjoy a dynamic work-life balance and the chance to make a meaningful impact on ultra-high net worth clients across Canada and internationally.
