Lead national supervision for ScotiaMcLeod in Toronto, applying regulatory oversight and business controls within a standard office-based environment. Oversee risk, compliance, and conduct obligations across wealth management operations. As Director, National Supervision, ScotiaMcLeod, Business Controls & Oversight, you will lead the National Supervision team. You will ensure strategies, plans, and initiatives comply with regulations, internal policies, and procedures. The mandate includes operational risk, regulatory compliance risk, AML/ATF risk, and conduct risk under applicable frameworks. Key Responsibilities:
Lead National Supervision and customer-focused team culture Ensure Tier 1 compliance oversight obligations are met Oversee CIRO, OSFI, and audit regulatory requirements Support enterprise AML/ATF Program implementation across Wealth Management Lead three direct reports and broader international oversight Requirements:
University degree Current CIRO supervisory-category registration Ten or more years of securities experience Required Canadian securities and derivatives course completion Leadership experience managing teams and regulatory knowledge Apply national supervision, regulatory compliance, AML/ATF oversight, and business controls leadership across ScotiaMcLeod in Toronto.
#J-18808-Ljbffr
Director National Supervision Toronto employer: Scotiabank
Scotiabank is an exceptional employer that fosters a purpose-driven and inclusive culture, making it an ideal place for professionals seeking to excel in the financial services industry. With a strong focus on employee growth, you will have access to comprehensive training and development opportunities while working alongside senior leadership in a collaborative environment. Located in vibrant cities like Calgary and Vancouver, you will enjoy a dynamic work-life balance and the chance to make a meaningful impact on ultra-high net worth clients across Canada and internationally.
