Lead central registrant advisory and portfolio management support for Scotiabank in Toronto, applying regulatory expertise and investment consulting across wealth management. This Director oversees the Central Registrant and Investment Advisory team, supporting Wealth Managers and Associate Portfolio Managers. The role also directs the Wealth Associates Advancement Program and Registrant Advancement Program. Responsibilities span client suitability, portfolio strategies, governance, compliance, sales support, and investment platform consulting. Key Responsibilities:
Lead CRIA, WAAP, and RAP teams and programs Provide registrant support and portfolio advisory Monitor model strategies and communicate portfolio changes Maintain policies, procedures, and regulatory documentation Support proposals, presentations, and portfolio attribution reviews Requirements:
CSC and CIM, or predecessor CIF CFA designation and national Advising Representative registration University degree in business, economics, accounting, or finance Minimum 10 years’ discretionary investment management experience Advanced regulatory knowledge and strong communication skills Apply investment leadership, registrant oversight, and relationship management expertise to support Scotiabank’s wealth platform in Toronto.
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Director Central Registrant Advisory in Toronto employer: Scotiabank
Scotiabank is an exceptional employer that fosters a purpose-driven and inclusive culture, making it an ideal place for professionals seeking to excel in the financial services industry. With a strong focus on employee growth, you will have access to comprehensive training and development opportunities while working alongside senior leadership in a collaborative environment. Located in vibrant cities like Calgary and Vancouver, you will enjoy a dynamic work-life balance and the chance to make a meaningful impact on ultra-high net worth clients across Canada and internationally.
