Regulatory controls expertise meets independent review work in Montreal, supporting Scotiabank's branch network through rigorous transaction analysis and compliance monitoring.
As a Business Controls Officer, you support Regulatory Controls and Canadian Branch Network operations. You review client transactions, assess regulatory requirements, and identify irregularities and potential risks. The role requires analytical research, sound decisions, and collaboration with branches and Global Operations teams.
Key Responsibilities:
- Conduct next-day reviews using the OACR automated tool
- Monitor daily regulatory compliance for branch management teams
- Research transactions to identify irregularities and potential risks
- Communicate deficiencies and provide appropriate recommendations
- Resolve OACR cases within 24 to 48 hours
Requirements:
- In-depth knowledge of branch operations, controls, policies, and procedures
- Strong knowledge of regulatory requirements and compliance processes
- Analytical, research, problem-solving, and attention-to-detail skills
- Ability to work independently within established authority levels
- French and sufficient English for regular collaboration
Support Scotiabank's regulatory controls through transaction review, risk identification, compliance monitoring, and timely case resolution in Montreal.
Regulatory Controls Officer Montreal in Montréal employer: Scotiabank
Scotiabank is an exceptional employer that fosters a purpose-driven and inclusive culture, making it an ideal place for professionals seeking to excel in the financial services industry. With a strong focus on employee growth, you will have access to comprehensive training and development opportunities while working alongside senior leadership in a collaborative environment. Located in vibrant cities like Calgary and Vancouver, you will enjoy a dynamic work-life balance and the chance to make a meaningful impact on ultra-high net worth clients across Canada and internationally.
