Lead compliance programs at Sagard, a global multi-strategy alternative asset manager, using regulatory judgment and AI-enabled technology. This role offers functional ownership from Day 1. As Director, Compliance, you will support Sagard entities in Canada, the United States, and internationally. You will advise on product formation, investment activity, M&A, private funds, and cross-border advisory work. The position supports legal and compliance capabilities across multiple strategies and jurisdictions. Key Responsibilities:
Lead compliance programs for SEC-registered advisers and Canadian registrants Maintain compliance manuals, codes, procedures, and related policies Lead annual reviews and prepare reports for senior stakeholders Monitor regulatory developments across private markets and advisory activities Oversee regulatory filings, examinations, inquiries, and remediation Requirements:
Seven to twelve years of relevant regulatory compliance experience Experience with OSC, AMF, or SEC-registered investment advisers Knowledge of Investment Advisers Act and SEC private fund rules Experience managing examinations and regulatory inquiries AI fluency, technical curiosity, and international platform experience Apply compliance expertise, private markets knowledge, and practical judgment across Sagard’s growing global investment platform.
#J-18808-Ljbffr
Director Compliance Alternative Asset Management in Montréal employer: Sagard Holdings Manager LP
Sagard is an exceptional employer that fosters a dynamic work culture focused on innovation and collaboration. Located in a vibrant city, we offer competitive benefits, professional development opportunities, and a commitment to employee growth, making it an ideal place for those looking to make a meaningful impact in the asset management industry.
Contact Details:
Sagard Holdings Manager LP Recruitment Team
