Richardson Wealth Limited is seeking a dedicated AML Compliance Specialist to oversee daily and monthly AML supervision and respond to regulatory inquiries. The role requires strong knowledge of Canadian regulatory requirements, CIRO rules, and experience in the investment industry, with a proactive mindset and excellent communication skills.
As a key member of the compliance team, you will guide branch management, prepare regulatory filings such as STRs, and maintain governance for high-risk
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AML Compliance Lead & Regulatory Oversight in Toronto employer: Richardson Wealth Limited
Richardson Wealth is an exceptional employer that prioritizes innovation and collaboration, making it a prime choice for professionals in the wealth management sector. With a strong focus on employee growth, we offer comprehensive training programs and opportunities to lead transformative projects that directly impact client experiences. Our inclusive work culture fosters creativity and teamwork, ensuring that every team member feels valued and empowered to contribute to our mission of delivering outstanding service to clients.
