Raymond James Ltd. is a leading Canadian independent investment dealer known for high-quality products and customized wealth management solutions.
The Vice President, Trading Compliance will oversee trade compliance and surveillance for the Private Client Group, acting as UMIR subject-matter expert and guiding advisors and supervisors across the organization. The role focuses on safeguarding market integrity, regulatory risk management, and evolving the compliance program.
#J-18808-Ljbffr
VP, Trading Compliance & UMIR Surveillance in Vancouver employer: Raymond James Ltd.
Raymond James Ltd. is an exceptional employer that prioritizes the growth and well-being of its employees, offering a dynamic work environment in the heart of Canada’s financial sector. With a strong commitment to professional development, flexible workstyles, and a comprehensive benefits package, including RRSP matching and tuition reimbursement, the company fosters a culture of collaboration and innovation. Employees are empowered to drive change and contribute to meaningful projects, making it an ideal place for those seeking a rewarding career in wealth management.
