Raymond James Compliance Risk Manager Role in Toronto

Raymond James Compliance Risk Manager Role in Toronto

Toronto Full-Time On-site
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Elevate compliance standards in Canada as the Manager of Information Compliance Risk Management with Raymond James. This full-time position is essential for navigating regulatory landscapes.

As the Manager of ICRM, you will report directly to the VP, Compliance Governance and play a vital role in ensuring compliance with regulations pertaining to privacy, IT, and record-keeping. You will manage responses to corporate changes and lead complex projects. Additionally, you will mentor and support your team while engaging with stakeholders across the organization.

Key Responsibilities:

  • Define compliance program requirements and alignment
  • Oversee risk assessments and remediation activities
  • Manage ICRM representation in audits and projects
  • Partner with business areas to assess compliance impact
  • Lead and mentor a team of compliance professionals

Requirements:

  • At least 5 years in a regulated financial services setting
  • Knowledge of Canadian regulatory frameworks
  • Proven leadership in compliance or project management
  • Advanced analytical and decision-making skills
  • Mastery of Microsoft Office applications

Contribute to compliance strategy and team development at Raymond James, ensuring regulatory readiness.

Raymond James Compliance Risk Manager Role in Toronto employer: Raymond James Ltd.

Raymond James Ltd. is an exceptional employer that prioritizes the growth and well-being of its employees, offering a dynamic work environment in the heart of Canadaโ€™s financial sector. With a strong commitment to professional development, flexible workstyles, and a comprehensive benefits package, including RRSP matching and tuition reimbursement, the company fosters a culture of collaboration and innovation. Employees are empowered to drive change and contribute to meaningful projects, making it an ideal place for those seeking a rewarding career in wealth management.

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Contact Details:

Raymond James Ltd. Recruitment Team