At a Glance
- Tasks: Support compliance monitoring and documentation across various business lines.
- Company: Raymond James Ltd., a leading financial services firm.
- Benefits: Gain valuable experience in compliance with potential for career advancement.
- Other info: Flexible work location in Toronto or Vancouver with a collaborative environment.
- Why this job: Join a dynamic team and enhance your skills in the securities industry.
- Qualifications: Experience in compliance or securities, and willingness to pursue FINRA credentials.
The predicted salary is between 63000 - 77000 $ per year.
Raymond James Ltd. is seeking a Compliance Associate for a 12-month contract to support routine monitoring, documentation and administration across multiple business lines.
The role can be based out of Toronto or Vancouver and involves collaboration with advisors, sales assistants, the firm’s custodian, and home office staff.
The ideal candidate has securities industry or compliance experience, familiarity with regulatory processes, and FINRA exam credentials or willingness to pursue them.
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Cross-Border Compliance Associate in Toronto employer: Raymond James Financial
Raymond James is an exceptional employer that prioritizes integrity and compliance while offering a flexible workstyle in a supportive environment. As a leader in the Compliance team, you will have ample opportunities for professional growth and collaboration with dedicated advisors, all within a reputable firm known for its commitment to fostering a proactive compliance culture. Join us to make a meaningful impact in trading compliance and enjoy the unique advantages of working in a dynamic and respected financial institution.
