QWealth Partnership is seeking a Compliance Analyst to join our growing Compliance Team in Canada. You will work with the Chief Compliance Officer to support the compliance program across the partnership and help ensure adherence to applicable regulations, policies, and legislation.
You will assist with maintaining policies, conflicts inventory, and employee compliance documentation, while conducting reviews of marketing content and client AML/CTF procedures.
Remote Compliance Analyst | Impactful Regulatory Oversight in Mississauga employer: QWealth Partnership
At Q Wealth, we pride ourselves on being an exceptional employer that empowers our Portfolio Managers to thrive in a supportive and collaborative environment. Located in Saskatoon, our firm offers a unique opportunity to work alongside dedicated Financial Planners and Wealth Advisors, ensuring that you can focus on what you do best—advising clients and managing portfolios. With a commitment to fiduciary principles, integrated relationships, and a clear path for professional growth, Q Wealth is the ideal place for experienced professionals looking to make a meaningful impact in their clients' financial journeys.
