Review mutual fund trades for suitability and completeness as a temporary Suitability Review Analyst within Primerica's PFSL Department. Apply compliance expertise and Excel proficiency.
This temporary Primerica position focuses on reviewing trades against PFSL guidelines, mutual fund compliance, and securities regulations. You will identify deficient trades, coordinate resolution with appropriate staff, and support timely data entry. The role also requires compiling Operations Statistics reports and completing miscellaneous assigned duties.
Key Responsibilities:
- Review mutual fund trades for suitability and completeness
- Verify compliance with PFSL guidelines and securities regulations
- Forward deficient trades to appropriate staff for resolution
- Send trades to data entry staff promptly
- Compile the Operations Statistics report
Requirements:
- Post-secondary education or equivalent working knowledge
- At least two years' mutual fund industry experience preferred
- IFIC and Branch Manager exam required
- Strong communication and organizational skills
- Microsoft Office proficiency, especially Excel
Bring thoroughness, accuracy, and regulatory knowledge to Primerica's mutual fund trade review and operations reporting work.
