At a Glance
- Tasks: Lead compliance initiatives and prepare for a Chief Compliance Officer role.
- Company: Join Objectway Group, a leader in compliance solutions.
- Benefits: Competitive salary, career advancement, and a supportive work environment.
- Other info: Collaborative culture focused on ethical success and professional growth.
- Why this job: Shape the future of compliance while growing your career.
- Qualifications: Experience in Canadian securities and CCO qualifications required.
The predicted salary is between 82800 - 101200 $ per year.
Take the next step in your compliance career with Objectway Group as a Compliance Manager, aiming for a Chief Compliance Officer position.
Your focus will be on implementing and overseeing compliance frameworks.
This role focuses on building a solid compliance foundation for Objectway Group while preparing to transition to the Chief Compliance Officer role.
You'll collaborate closely with leadership and other departments, ensuring compliance with the National Instrument 31-103 and implementing policies.
Your oversight will help the firm grow responsibly while maintaining regulatory integrity.
Key
Responsibilities
- Serve as the firm's Compliance Manager with CCO aspirations
- Assess and enhance existing compliance policies and systems
- Maintain compliance records and report on effectiveness
- Escalate compliance issues to senior management
- Support compliance training efforts across the organization
Requirements
- Significant experience in the Canadian securities industry
- Qualifications for CCO under NI 31-103
- Familiarity with CSA Staff Notices and industry regulations
- Strong understanding of risk management practices
- Capable of independent decision-making and judgment
- Elevate compliance standards and drive ethical success at Objectway Group. #J-18808-Ljbffr
Manager of Compliance with CCO Pathway in Toronto employer: Objectway
At Objectway, we pride ourselves on being an exceptional employer that fosters a dynamic and inclusive work culture. As a DevOps Engineer, you'll have the opportunity to grow into specialized roles while working with cutting-edge technologies like Kubernetes and AWS in a collaborative environment. With comprehensive benefits, a strong focus on professional development, and a vibrant team atmosphere, you will not only contribute to our innovative solutions but also see the tangible impact of your work in the wealth management industry.
