As a Senior Legal Advisor within the Operational Compliance team, you act as a compliance expert supporting the sectors of the Investment Operations Group. This role allows you to have a tangible impact on governance by ensuring regulatory standards are met, implementing industry best practices, and influencing strategic decisions.
Joining our team means contributing to large-scale projects, growing in a stimulating and collaborative environment, and making a real difference in compliance governance.
Your Role
- Ensure the effective application of compliance policies in supported sectors through projects, targeted reviews, and specific cases.
- Act as an expert with government authorities regarding registered plans, and address complex regulatory issues.
- Lead process changes related to compliance, anticipating their impact on future operations.
- Chair governance committees involving partners and compliance, and represent the organization in industry forums.
- Proactively monitor regulatory developments, maintain up-to-date requirements, and communicate compliance obligations to teams.
- Provide strategic recommendations during the implementation of new processes to ensure regulatory compliance and operational efficiency.
- Support teams during internal and external audits, ensuring consistency and rigor in compliance practices.
Your Team
Within the Investment Operations sector, you’ll be part of a team of 15 colleagues and report to the Senior Director, Operational Compliance and QI-QDD Programs. Our team is known for its collaborative and enjoyable atmosphere, while maintaining rigor and agility in a constantly evolving environment. Everyone actively contributes to high-value, practical solutions.
We promote a variety of continuous learning approaches to support your development, including hands‑on learning, accessible training content, and collaborative work with colleagues from diverse areas of expertise.
Prerequisites
- A completed Bachelor’s degree in a related field and at least 6 years of relevant experience, or a completed Master’s degree and at least 4 years of relevant experience.
- Member in good standing of the Chambre des notaires du Québec or the Barreau du Québec.
- Strong knowledge of wealth management requirements, AML/ATF, and relevant experience in compliance.
- Excellent skills in analysis, influence, and communication.
Your benefits
- Health and wellness program, including many options.
- Flexible group insurance.
- Generous pension plan.
- Employee Share Ownership Plan.
- Employee and Family Assistance Program.
- Preferential banking services.
- Opportunities to get involved in community initiatives.
- Telemedicine service.
- Virtual sleep clinic.
Additional required languages: English, French.
We want our recruitment process to be fully accessible. If you require accommodation, feel free to let us know during your first conversations with us. We welcome all candidates!
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Senior Legal Advisor in Montréal employer: National Bank of Canada
At National Bank, we pride ourselves on being an exceptional employer that fosters a dynamic and inclusive work culture. As a Senior Manager in the Business Flex team, you will benefit from our commitment to employee growth through personalized coaching and continuous learning opportunities, all while working in a collaborative environment that values your ideas and contributions. With a strong focus on health and wellness, competitive benefits, and a mission to positively impact lives, National Bank is the ideal place for those seeking meaningful and rewarding employment in Ontario.
