Apply regulatory capital and IFRS expertise with Morgan Stanley’s Finance division in Toronto, supporting Canadian broker-dealer reporting on a hybrid basis. As a Director-level Regulatory and Legal Entity Reporting Controller, you will support Canadian member firm entities and their CIRO filings. The position requires knowledge of broker-dealer products, legal entity structures, regulatory disclosures, and control frameworks. You will also contribute to audits, regulatory changes, and reporting improvements. Key Responsibilities:
Deliver end-to-end regulatory reporting for Canadian member firm entities Maintain supporting schedules, reconciliations, and regulatory disclosures Identify emerging risks and develop mitigation strategies Coordinate audit evidence, issue resolution, and stakeholders Support system enhancements and regulatory mapping updates Requirements:
CPA Canada or equivalent designation Knowledge of IFRS accounting rules Understanding of broker-dealer products and operational flows Experience with regulatory capital filings for financial institutions At least six years of relevant experience generally expected Bring regulatory capital, financial reporting, and risk expertise to accurate CIRO filings for Morgan Stanley’s Canadian entities.
#J-18808-Ljbffr
Canadian Regulatory Capital Controller in Toronto employer: Morgan-Stanley
Join Morgan Stanley in Toronto as an Investment Banking Associate and experience a vibrant work culture that prioritizes diversity, innovation, and professional growth. With access to comprehensive training programs and mentorship opportunities, you will thrive in a collaborative environment while working on high-impact M&A and capital financing transactions for both Canadian and international clients. Enjoy the unique advantage of being part of a globally recognized firm that values your contributions and supports your career advancement.