At a Glance
- Tasks: Lead compliance efforts in Wealth Management and advise on regulatory matters.
- Company: Join Morgan Stanley, a leader in financial services with a strong reputation.
- Benefits: Competitive salary, comprehensive benefits, and opportunities for professional growth.
- Other info: Dynamic role with leadership opportunities in a prestigious firm.
- Why this job: Make a significant impact by ensuring compliance and protecting the franchise.
- Qualifications: 10+ years in financial services compliance with CIRO expertise.
The predicted salary is between 148500 - 181500 $ per year.
Morgan Stanley seeks a Canada Chief Compliance Officer with CIRO expertise and regulatory risk experience for Wealth Management compliance coverage. This Executive Director position supports Canadian businesses. Within International Wealth Management Compliance, advise CIRO-regulated Wealth Management and Canada-based Morgan Stanley at Work. The position addresses regulatory risks and protects the franchise by supporting compliance with laws, regulations, rules, and internal policies. It requires financial services compliance leadership.
Key Responsibilities:
- Advise business units on regulatory compliance matters
- Collaborate with Wealth Management Management on new business proposals
- Develop policies and procedures supporting regulatory compliance
- Conduct training on compliance policies and procedures
- Supervise Compliance Department staff
Requirements:
- Minimum 10 years' relevant financial services compliance experience
- Knowledge of Canadian Anti-Money Laundering requirements
- Knowledge of Order Execution Only regulations and practices
- Experience dealing with CIRO and FINTRAC
- Relevant Wealth Management or Private Banking experience
Lead Canadian Wealth Management compliance at Morgan Stanley through CIRO knowledge, regulatory judgment, and detailed risk oversight.
Canada Chief Compliance Officer Wealth Management in Calgary employer: Morgan-Stanley
Join Morgan Stanley in Toronto as an Investment Banking Associate and experience a vibrant work culture that prioritizes diversity, innovation, and professional growth. With access to comprehensive training programs and mentorship opportunities, you will thrive in a collaborative environment while working on high-impact M&A and capital financing transactions for both Canadian and international clients. Enjoy the unique advantage of being part of a globally recognized firm that values your contributions and supports your career advancement.
