At a Glance
- Tasks: Lead and supervise advisors, ensuring compliance and fostering a supportive culture.
- Company: Join Manulife, a global leader in financial services with a focus on inclusion.
- Benefits: Enjoy competitive salary, flexible work options, and comprehensive health benefits.
- Other info: Dynamic team environment with opportunities for professional development.
- Why this job: Make a real impact in the financial industry while growing your career.
- Qualifications: 3-5 years in financial services; CIRO registration preferred.
The predicted salary is between 73725 - 122875 $ per year.
The Senior Branch Manager is a supervision management position within Manulife Wealth. The Senior Branch Manager is responsible for providing Daily Tier 1 supervision of advisors registered with the Canadian Investment Regulatory Organization (CIRO). This position reports directly to the Regional Field Supervision Officer for their region and is expected to encourage and foster a compliance culture focused on providing advice and supervision to protect clients, dealers, and advisors.
Position Responsibilities:
- Responsible for Tier 1 supervision, approval of daily, monthly, quarterly trade reports.
- Review and approve new accounts and KYC updates.
- Provide training and education to advisor teams regarding compliance.
- Enhance compliance knowledge on regulatory compliance and supervision requirements and processes.
- Assist with investigations related to complaints and regulatory inquiries.
- Assist the firm in resolving compliance issues with respect to regulatory guidelines and interpretation of regulations.
- Perform annual branch reviews to foster meaningful and collaborative relationships between advisors and Supervision.
- Identify and elevate any areas of non-compliance.
- Build on the strength of the Supervision team by actively participating in team meetings, contributing toward team goals and participating in projects.
Required Qualifications:
- Ability to be registered as a Supervisor and Registered Representative with CIRO.
- Professional background in the financial services industry preferably with a CIRO dealer (minimum of 3-5 years).
Preferred Qualifications:
- CIM/RIME and Portfolio Manager Experience preferred.
When you join our team:
- We’ll empower you to learn and grow the career you want.
- We’ll recognize and support you in a flexible environment where well-being and inclusion are more than just words.
- As part of our global team, we’ll support you in shaping the future you want to see.
The role being advertised is an existing vacancy.
Salary Location: Toronto, Ontario
Salary range: $73,725.00 CAD - $122,875.00 CAD
Employees also have the opportunity to participate in incentive programs and receive compensation linked to business and individual performance. The actual salary will vary based on local market conditions, geography, and job-related factors such as knowledge, skills, requirements, experience, and education/training.
Manulife offers eligible employees a wide variety of customizable benefits, including health, dental, mental health, vision, short-term and long-term disability, life and accidental death and dismemberment insurance, adoption/surrogacy and wellness, and employee/family assistance plans. We also offer eligible employees various retirement savings plans (including pension plans and a global stock ownership plan with employer matching contributions) and financial counselling and education resources.
Our generous paid time off program in Canada includes holidays, vacation, personal days, and sick days, and we offer the full range of statutory leave.
Senior Branch Manager in Toronto employer: manulife
Manulife is an exceptional employer that prioritizes employee growth and well-being, offering a flexible work environment where innovation thrives. As a leader in AI Model Risk Governance, you'll have the opportunity to shape industry standards while collaborating with diverse teams across the globe. With a commitment to inclusion and professional development, Manulife empowers you to build a meaningful career in a supportive atmosphere.
