Regulatory Compliance Analyst
Downtown Toronto
Hybrid
7 am - 3 pm hours
Our client, a growing company located in the downtown core of Toronto is hiring! They are looking to hire a Regulatory Compliance Analyst to join its team. This role will have working hours of 7 am - 3 pm. Some hybrid work offered.
In this role the successful candidate will report to the managing director of the corporate services team.
Duties & Responsibilities will include:
- Provides project or program support to a functional group or business process by relying on their expert knowledge of compliance regulatory systems such as SEDAR+, SEDI, OTC, OSC and others.
- Monitors program/project/system status and timetables.
- Applies knowledge of and experience in company operations to assist in the development, implementation and administration of program/system guidelines and procedures.
- Provides technical support, which may include program/system training, program/system documentation, data extraction, data review and tracking.
- Acts as a subject matter expert on compliance rules and regulations
- Receives and processes compliance approval requests and provides proper documentation/communication for internal/external requests.
- Be available to respond to occasional requests outside of assigned work hours.
- Requires full job knowledge of systems and procedures obtained through prior work experience or education.
Requirements:
- Minimum of 2 years of relevant experience.
- Strong knowledge with regulatory systems such as SEDAR+, SEDI, EDGAR, CSE and TSX/TSX-V.
- Excellent organizational skills and problem-solving skillscapacity to manage multiple priorities and tasks simultaneously; ability to work under pressure.
- Interpersonal skills: exceptional verbal/writ
- Superior knowledge of Microsoft Office Suite more particularly Excel
- University degree or equivalent certification would be an asset but is not a requirement.
- Law Clerk, Law Associates, Paralegal diploma/degree, or Regulatory Compliance certification would be an asset but is not a requirement.
- Background and/or education in the field of Canadian Securities Regulation and Canadian Regulatory Compliance would be an asset
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Regulatory Compliance Analyst in Toronto employer: Linds & Associates Ltd.
Join a prestigious international law firm in Downtown Toronto, where you will thrive in a collaborative and dynamic work environment. With a strong emphasis on professional development, the firm offers ample opportunities for growth and mentorship, allowing you to enhance your legal expertise while guiding junior colleagues. Enjoy a competitive benefits package and a supportive culture that values work-life balance, making it an exceptional place to advance your career as a Law Clerk in estate administration.
