At a Glance
- Tasks: Lead compliance initiatives and oversee nationwide surveillance for registered branches.
- Company: Join iA Private Wealth Inc., a leader in Canadian financial services.
- Benefits: Enjoy a hybrid work model, competitive salary, and professional growth opportunities.
- Other info: Be part of a collaborative team driving policy changes across the nation.
- Why this job: Make a significant impact on compliance and regulatory practices in a dynamic environment.
- Qualifications: Experience in compliance, strong leadership skills, and knowledge of financial regulations.
The predicted salary is between 135000 - 165000 $ per year.
i A Private Wealth Inc. in Montreal is seeking a Director of Compliance – Business Conduct & Tier 1 Supervision to lead the nationwide surveillance framework for all registered branches.
The role requires designing policies, coordinating with regulators, and ensuring adherence to IIROC, AMF, OSC, and OBSI guidelines while aligning with internal controls.
You will manage a sizeable team, oversee regulatory inquiries, and drive policy changes in a dynamic Canadian financial services environment.
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Director of Compliance – Hybrid in Montréal employer: Investia Financial Services Inc.
iA Private Wealth Inc. is an exceptional employer located in the vibrant city of Montreal, offering a dynamic work culture that fosters collaboration and innovation. Employees benefit from comprehensive growth opportunities, competitive compensation, and a commitment to professional development, making it an ideal place for those looking to make a meaningful impact in the financial services sector. With a focus on compliance and regulatory excellence, this role provides a unique chance to lead a dedicated team while navigating the complexities of the industry.
Contact Details:
Investia Financial Services Inc. Recruitment Team