Lead national supervision through coaching and regulatory expertise at iA Private Wealth Inc., working in a hybrid environment from the West region.
As Regional Manager, National Supervision (West), you will lead compliance supervision and staff development. The position requires investment industry experience, regulatory understanding, and strong communication. You will support iA Private Wealth Compliance by guiding teams, strengthening processes, and aligning service delivery with advisor expectations.
Key Responsibilities:
- Coach, mentor, train, and evaluate direct reports and staff
- Interview and hire new staff members
- Provide regional and national compliance leadership
- Write Branch Manager Supervision Team procedures
- Enhance compliance and supervision system efficiency
Requirements:
- Seven or more years of relevant investment industry experience
- Experience with a CIRO member firm or acceptable ICPM
- Valid Canadian Securities Course certification and Branch Manager registration
- Strong written and spoken English communication skills
- Understanding of regulations, risk management, and business objectives
Apply regulatory knowledge, coaching capability, and supervision leadership to support iA Private Wealth teams across the West.
Regional Compliance Supervision Manager in Burnaby employer: Industrial Alliance Insurance and Financial Services Inc
At iA Financial Group, we pride ourselves on being a caring and trustworthy employer that prioritizes the development of our employees. As a Legal Counsel in Employment, you will thrive in a collaborative and innovative environment, with access to competitive benefits, flexible work arrangements, and numerous opportunities for professional growth. Join us to make a meaningful impact while enjoying a healthy work-life balance in a supportive workplace culture.
Contact Details:
Industrial Alliance Insurance and Financial Services Inc Recruitment Team
