Lead national supervision through coaching and regulatory expertise at iA Private Wealth Inc., working in a hybrid environment from the West region.
As Regional Manager, National Supervision (West), you will lead compliance supervision and staff development. The position requires investment industry experience, regulatory understanding, and strong communication. You will support iA Private Wealth Compliance by guiding teams, strengthening processes, and aligning service delivery with advisor expectations.
Key Responsibilities:
- Coach, mentor, train, and evaluate direct reports and staff
- Interview and hire new staff members
- Provide regional and national compliance leadership
- Write Branch Manager Supervision Team procedures
- Enhance compliance and supervision system efficiency
Requirements:
- Seven or more years of relevant investment industry experience
- Experience with a CIRO member firm or acceptable ICPM
- Valid Canadian Securities Course certification and Branch Manager registration
- Strong written and spoken English communication skills
- Understanding of regulations, risk management, and business objectives
Apply regulatory knowledge, coaching capability, and supervision leadership to support iA Private Wealth teams across the West.
Regional Compliance Supervision Manager in Burnaby employer: iA Groupe Financier
IA Groupe Financier is an exceptional employer that fosters a culture of innovation and excellence, making it an ideal place for individuals seeking to make a meaningful impact. With a focus on employee growth and development, the company offers exciting opportunities for career advancement in a supportive environment. Located in a vibrant area, employees benefit from a dynamic work atmosphere that encourages collaboration and personal achievement.
