Shape compliance service delivery with iA Private Wealth Inc. through investment-industry supervision, staff coaching, and strategic process implementation.
This Regional Manager, National Supervision (West) position centers on compliance leadership for retail and managed accounts. You will develop team members, implement documented policies and training materials, and work with partners, committees, and executives. Strong organization, communication, and regulatory judgment are central to the work.
Key Responsibilities:
- Develop compliance policies, procedures, and training materials
- Train Branch Manager Account Supervision Team members
- Set goals with the Director of T1
- Balance workloads and implement strategic processes
- Deliver compliance communications consistently to advisors
Requirements:
- Seven or more years of relevant investment industry experience
- Valid Branch Manager designation or registration
- Valid Canadian Securities Course certification
- Strong organizational and time management skills
- Ability to manage projects under tight deadlines
Use investment compliance expertise, structured processes, and team development skills to strengthen supervision services for iA Private Wealth.
Investment Industry Compliance Manager in Burnaby employer: iA Groupe Financier
IA Groupe Financier is an exceptional employer that fosters a culture of innovation and excellence, making it an ideal place for individuals seeking to make a meaningful impact. With a focus on employee growth and development, the company offers exciting opportunities for career advancement in a supportive environment. Located in a vibrant area, employees benefit from a dynamic work atmosphere that encourages collaboration and personal achievement.
