At a Glance
- Tasks: Lead compliance supervision and coach a dynamic team in Vancouver.
- Company: Join iA Private Wealth, a leader in the investment industry.
- Benefits: Enjoy a hybrid work model, competitive salary, and professional growth.
- Other info: Be part of a supportive environment with opportunities for career advancement.
- Why this job: Make a real impact by shaping compliance operations and mentoring future leaders.
- Qualifications: 7+ years in the investment industry with strong coaching skills.
The predicted salary is between 90000 - 110000 $ per year.
Lead regulatory supervision and team coaching as Regional Manager, National Supervision, based in Vancouver with a hybrid work model. Guide iA Private Wealth compliance operations. This manager oversees the Branch Manager Account Supervision Team across the West. The role combines compliance leadership, staff development, performance management, and regulatory process expertise. You will influence policies, strengthen service delivery, and support documented procedures, training materials, and communications for advisors, branch managers, and staff.
Key Responsibilities:
- Train, coach, mentor, and develop supervision team members
- Oversee conduct, performance, feedback, and staff reviews
- Interview and hire new staff members
- Provide regional and national compliance leadership
- Identify opportunities to improve supervision systems and efficiency
Requirements:
- Seven or more years of relevant investment industry experience
- Experience with a CIRO member firm or acceptable ICPM
- Valid Canadian Securities Course certification
- Mandatory valid Branch Manager designation or registration
- Strong English communication, coaching, and organizational skills
Apply regulatory expertise, coaching capability, and supervision leadership to support iA Private Wealth teams in Vancouver.
Regional Compliance Supervision Manager in Vancouver employer: iA Financial Group
iA Financial Group is an exceptional employer that fosters a dynamic work culture focused on growth and performance. With a commitment to employee development, you will have access to extensive training programs and leadership opportunities, all while working in a collaborative environment that values accountability and top-tier customer service across Canada. Join us and be part of a team that not only drives success but also prioritizes your professional journey.
