Lead regulatory compliance for Investia Financial Services Inc. in Vancouver, applying sound judgment to protect clients and guide Advisor Teams.
As Corporate Branch Manager, you will maintain a strong compliance environment across Advisor offices. Your mutual fund expertise will support account approvals, supervision, and practical guidance. The position emphasizes regulatory interpretation, client-focused service, and relationship building with advisors and internal partners.
Key Responsibilities:
- Maintain clear compliance policies across Advisor offices
- Review and approve new client accounts
- Supervise trades, advice, and registered activities
- Escalate matters requiring review or corrective action
- Educate advisors and strengthen field practices
Requirements:
- Sound judgment interpreting regulatory requirements clearly
- Strong mutual fund industry knowledge
- Two to three years compliance supervision experience
- Three to five years mutual fund industry experience
- Completed Branch Managers Course
Apply regulatory judgment, mutual fund expertise, and relationship-focused guidance as Investia's Corporate Branch Manager in Vancouver.
Corporate Compliance Branch Manager in Vancouver employer: iA Financial Group (Industrial Alliance)
iA Financial Group is an exceptional employer that fosters a collaborative and innovative work culture, offering hybrid work options that promote work-life balance. Employees benefit from continuous professional development opportunities and are encouraged to contribute to meaningful policy advancements in employment law, making it a rewarding environment for those looking to make a significant impact in their field.
Contact Details:
iA Financial Group (Industrial Alliance) Recruitment Team
