Trading Compliance & Trade Surveillance Officer in Vancouver

Trading Compliance & Trade Surveillance Officer in Vancouver

Vancouver Full-Time On-site
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Haywood Securities is a BC-based investment firm seeking a Trade Supervision Officer to support trade desk operations and compliance. You will monitor daily trading activity, review errors, and liaise with trade staff to rectify issues while supporting the firm’s trading infrastructure and regulatory compliance initiatives.

The role requires 1–2 years in trading/compliance with knowledge of UMIR/CIRO/FINTRAC and related acts, plus familiarity with Dataphile and Fidessa and strong Excel skills.

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Trading Compliance & Trade Surveillance Officer in Vancouver employer: Haywood-Securitie

Haywood Securities is an exceptional employer that champions independence and entrepreneurial spirit, making it an ideal workplace for those seeking to thrive in the investment industry. Located in Vancouver, employees benefit from a supportive work culture that fosters creativity and performance, alongside competitive salaries and comprehensive benefits including health and dental coverage. With a strong emphasis on professional growth, Haywood provides ample opportunities for development, ensuring that every team member can reach their full potential while contributing to meaningful investment ventures.

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Contact Details:

Haywood-Securitie Recruitment Team