At a Glance
- Tasks: Lead compliance management and enhance regulatory frameworks at Haventree Bank.
- Company: Join Haventree Bank, a leader in alternative mortgage and digital banking.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Other info: Dynamic role with opportunities for growth in the banking sector.
- Why this job: Make a real impact on banking compliance and help shape industry standards.
- Qualifications: University degree and 4-5 years in financial services or compliance roles.
The predicted salary is between 99000 - 121000 $ per year.
Lead Regulatory Compliance Management at Haventree Bank using risk assessments, control frameworks, and Canadian regulatory knowledge. Support federally regulated banking compliance. Reporting to the Senior Manager, Regulatory Compliance, this manager directs and operates Haventree Bank’s RCM framework. The work enhances policies, procedures, systems, and controls supporting regulatory requirements and industry codes. It serves the Bank’s alternative mortgage, GIC, and digital banking businesses.
Key Responsibilities:
- Design and maintain regulatory risk and control assessment methodology
- Administer Regulatory Compliance Management systems and coordinate business sign-offs
- Research regulatory developments and disseminate changed requirements
- Review controls, identify improvements, and monitor corrective action plans
- Support compliance training, advisory work, reviews, and investigations
Requirements:
- University degree in law, business, or equivalent experience
- Four to five years in financial services or retail banking
- Experience in compliance, audit, or internal control functions
- Knowledge of Canadian banking laws and regulatory frameworks
- Experience with GRC systems such as Resolver or Refinitiv
Apply regulatory expertise, control knowledge, and clear communication to strengthen Haventree Bank’s compliance framework and banking operations.
Regulatory Compliance Manager Banking in Toronto employer: Haventree Bank
Haventree Bank is an exceptional employer that prioritizes innovation and employee growth within a supportive work culture. Located in the heart of Toronto, ON, we offer a hybrid work environment that fosters collaboration while providing the flexibility needed for a balanced life. Our commitment to advancing financial security for underserved Canadians means your contributions will have a meaningful impact, and we encourage you to bring your ideas to the table as we evolve our credit decisioning and risk strategies.
