Oversees and ensures compliance with securities regulations and regulatory requirements for a wealth management firm. Manages policies, client documentation, marketing materials, and regulatory filings.
Chief Compliance Officer (Harbourfront Wealth Counsel) - C$180,000 - C$210,000 A Year in Richmond
Chief Compliance Officer (Harbourfront Wealth Counsel) - C$180,000 - C$210,000 A Year in Richmond
Richmond Full-Time On-site