Apply compliance monitoring and Excel analysis as a Compliance Associate with Harbourfront Wealth, working remotely or hybrid from eligible Canadian offices.
Reporting to the Team Lead, Tier 2 Compliance Supervision, this role supports supervision activities across Harbourfront Wealth's financial services and wealth management entities. You will review accounts, transactions, and reports while developing compliance expertise. Relationship building, customer service, and analytical skills are important.
Key Responsibilities:
- Review Tier 2 reports, client accounts, and transactions
- Document and elevate potential compliance issues
- Assist regulatory filings, examinations, audits, and inquiries
- Maintain compliance policies, procedures, and disclosures
- Collaborate with Legal, Operations, and internal teams
Requirements:
- One to three years in compliance, risk, or audit
- Financial services experience and wealth management understanding
- Microsoft Excel formulas, pivot tables, and reporting proficiency
- Strong analytical, organizational, and communication skills
- Preferred exposure to compliance monitoring or surveillance systems
Build a compliance career through supervision reviews, regulatory support, Excel analysis, and collaboration at Harbourfront Wealth.
Financial Services Compliance Associate in Vancouver employer: Harbourfront Wealth Management
Teck is an exceptional employer located in the vibrant downtown Vancouver, where employees enjoy a purpose-driven work environment that prioritizes respect and inclusion. With a strong commitment to employee growth and development, Teck offers unique opportunities to engage in meaningful projects that contribute to global sustainability while surrounded by the stunning natural beauty of the Pacific Northwest. Join a team that values your contributions and supports your career advancement in a collaborative and dynamic setting.
Contact Details:
Harbourfront Wealth Management Recruitment Team
