A leading wealth management firm in Canada seeks a Senior Compliance Officer to oversee compliance activities and promote a culture of compliance. The ideal candidate will have over 5 years of experience in compliance, including 3 years as a Tier 1 Supervisor. Responsibilities include staff supervision, conducting reviews, and supporting branch personnel with compliance inquiries. A post-secondary education and in-depth regulatory knowledge are essential. The role is hybrid, based in either Vancouver or other locations in Canada, with a competitive salary range of $80k-$110k. #J-18808-Ljbffr
Senior Compliance Officer - CIRO/IIROC Oversight Lead in Burlington employer: Harbourfront Wealth Management
Teck is an exceptional employer located in the vibrant downtown Vancouver, where employees enjoy a purpose-driven work environment that prioritizes respect and inclusion. With a strong commitment to employee growth and development, Teck offers unique opportunities to engage in meaningful projects that contribute to global sustainability while surrounded by the stunning natural beauty of the Pacific Northwest. Join a team that values your contributions and supports your career advancement in a collaborative and dynamic setting.
Contact Details:
Harbourfront Wealth Management Recruitment Team
