Step into a pivotal role as a Regulatory Compliance Manager with Fidelity, focusing on trade regulation compliance in a hybrid work model. Ideal candidates will possess strong analytical and communication skills.
In this role, you will lead the operations of the Trade Surveillance program, ensuring compliance with market integrity rules. You'll work closely with teams on incident management and support compliance-related training across the organization. This position will transition from the Toronto office to Mississauga in late 2026.
Key Responsibilities:
- Manage the Trade Surveillance program and its daily operations
- Investigate alerts for regulatory compliance
- Monitor pre-trade risk controls across trading platforms
- Train employees on compliance procedures
- Handle regulatory reporting and procedural updates
Requirements:
- Minimum 5 years in investment dealer or compliance roles
- Comprehensive understanding of UMIR and electronic trading
- Strong interpersonal and analytical communication skills
- Relevant university degree or equivalent experience
- Experience with derivatives and compliance strategies
Bring your expertise in regulatory compliance to Fidelity and help navigate the evolving financial landscape.
Compliance Manager Hybrid Role at Fidelity in Toronto employer: Fidelity Canada
Fidelity is an exceptional employer that fosters a dynamic and inclusive work culture in Toronto, where innovation thrives in a hybrid environment. Employees benefit from comprehensive growth opportunities, including training on cutting-edge cloud technologies and collaboration on AI-driven projects, all while contributing to impactful solutions that shape the future of technology. Join us to be part of a team that values your expertise and encourages professional development in a supportive atmosphere.
