Elevate your career as a Senior Compliance Analyst within Equitable's Asset Management team. This hybrid role focuses on compliance operations, regulatory oversight, and investment program enhancements.
As a Senior Compliance Analyst, you will navigate Ontario Securities Act, FINTRAC, and OSC guidelines for compliance. Your role includes day-to-day compliance monitoring, research on regulatory developments, and data analysis. This position offers a collaborative atmosphere where your expertise in investment compliance and regulatory frameworks is highly valued.
Key Responsibilities:
- Conduct compliance monitoring and testing for investment policies
- Research and summarize regulatory developments impacting compliance
- Enhance investment compliance frameworks and documentation
- Produce monthly compliance dashboards and trend analysis
- Analyze transactions and compliance exceptions, advising management
Requirements:
- University degree in Finance, Business, or related field
- 3-5+ years in investment compliance or risk management
- Strong understanding of securities regulation and compliance obligations
- Advanced data analysis skills using Excel and compliance systems
- Excellent communication and organizational skills
Make a meaningful impact through compliance expertise at Equitable in this key role.
Hybrid Senior Compliance Analyst at Equitable in Alton employer: Equitable
Equitable is an exceptional employer that prioritizes a values-driven culture, fostering an environment where your expertise in the life insurance market can truly thrive. With a focus on employee growth and development, this remote position offers the flexibility to balance work and life while driving impactful sales strategies alongside WFG Advisors. Join a team that values meaningful connections and supports your professional journey in the insurance industry.
