Support high-net-worth financial planning in Victoria, British Columbia, using securities licensing, client service, and regulatory detail in-office.
Dumitru Flanagan and Associates seeks a Securities Licensed Professional with minimum three years of experience. You will support comprehensive, goals-based planning for individuals and families. Responsibilities span investment management, tax coordination, philanthropic planning, estate strategies, and account administration.
Key Responsibilities:
- Coordinate client onboarding, discovery steps, documentation, and transition activities
- Respond to ongoing service inquiries and coordinate follow-ups
- Prepare client meeting materials and record follow-up items
- Process account openings, transfers, updates, and related documentation
- Maintain financial plans and portfolio reports using approved tools
Requirements:
- Minimum three years in a securities-licensed advisory role
- CIRO registration in good standing with a regulated dealer
- Canadian Securities Course and Conduct and Practices Handbook completion
- Life Insurance Licensed or working towards completion
- High-net-worth experience and strong regulatory attention
Bring securities licensing, organized client support, and financial planning experience to Dumitru Flanagan and Associates in Victoria.
Securities Licensed Associate Consultant in Victoria employer: Dumitru Flanagan & Associates IG Private Wealth Management
Dumitru Flanagan and Associates is an exceptional employer located in the beautiful city of Victoria, BC, offering a collaborative work culture that prioritizes professional growth and client satisfaction. With a focus on comprehensive financial planning for high net-worth individuals, employees benefit from competitive compensation, performance-based bonuses, and a supportive environment that encourages continuing education and development. Join a dedicated team where your contributions directly impact clients' financial success while enjoying three weeks of paid vacation and a comprehensive benefits package.
Contact Details:
Dumitru Flanagan & Associates IG Private Wealth Management Recruitment Team
