At a Glance
- Tasks: Lead global portfolio compliance and shape strategic direction in a hybrid role.
- Company: Join Connor, Clark & Lunn Financial Group, a leader in investment management.
- Benefits: Enjoy competitive salary, flexible work options, and opportunities for professional growth.
- Other info: Collaborative environment with a focus on innovation and team development.
- Why this job: Make a significant impact on compliance operations and governance across diverse asset classes.
- Qualifications: 10+ years in portfolio compliance with strong leadership and Charles River expertise.
The predicted salary is between 121500 - 148500 $ per year.
Lead global portfolio compliance at Connor, Clark & Lunn Financial Group using Charles River and strong investment compliance expertise. This hybrid opportunity spans strategy, controls, and team leadership. As Senior Manager, Portfolio Compliance, you will shape strategic direction with the Principal and Director. You will translate strategy into operating practice, oversee pre-trade and post-trade monitoring, and evolve shareholder disclosure programs. The role supports consistent governance across locations, affiliates, asset classes, strategies, and security types.
Key Responsibilities:
- Shape strategic direction and deliver the function’s operating model
- Lead global compliance operations across multiple business partners
- Oversee Charles River pre-trade and post-trade monitoring
- Evolve beneficial ownership, short selling, and takeover disclosures
- Coach managers and develop the Portfolio Compliance team
Requirements:
- 10+ years in portfolio or investment compliance
- Experience within investment management or financial services
- Deep compliance framework and shareholder disclosure knowledge
- Progressive people leadership across multiple locations
- Charles River, data, and reporting systems fluency preferred
Bring strategic leadership, compliance controls expertise, and Charles River knowledge to Connor, Clark & Lunn Financial Group.
Senior Portfolio Compliance Manager in Vancouver employer: Connor, Clark & Lunn Financial Group Ltd.
At Connor, Clark & Lunn Financial Group, we pride ourselves on fostering a collaborative and innovative work culture that empowers our employees to thrive. As a Constraints Governance Manager, you will benefit from our commitment to professional development, with ample opportunities for growth and advancement in the dynamic financial sector. Located in a vibrant city, our team enjoys a supportive environment that values diversity and encourages meaningful contributions to enhance operational efficiency and governance.
Contact Details:
Connor, Clark & Lunn Financial Group Ltd. Recruitment Team
