At a Glance
- Tasks: Support compliance functions and assist Wealth Advisors while managing high volumes of information.
- Company: Join Connor, Clark & Lunn Financial Group, a leader in private capital compliance.
- Benefits: Enjoy a hybrid work model with flexibility and exposure to regulatory audits.
- Other info: Dynamic role with opportunities for professional growth in finance.
- Why this job: Gain valuable experience in compliance and work with industry experts.
- Qualifications: Two years of related experience and CSC/CFA coursework preferred.
The predicted salary is between 62100 - 75900 $ per year.
Connor, Clark & Lunn Financial Group invites a Compliance Specialist to join the Private Capital Compliance team.
You will support the overall compliance function, assist Wealth Advisors, Associates, and Regulators, and manage high volumes of information from internal and external sources.
The role is hybrid (in-office and remote days) with exposure to NI 31-103, OSC/BCSC rules, and regulatory audits.
Two years of related experience and CSC/CFA coursework are preferred.
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Hybrid Compliance Specialist: Regs, KYC & AI Tools in Toronto employer: Connor, Clark & Lunn Financial Group Ltd.
At Connor, Clark & Lunn Financial Group, we pride ourselves on fostering a collaborative and innovative work culture that empowers our employees to thrive. As a Constraints Governance Manager, you will benefit from our commitment to professional development, with ample opportunities for growth and advancement in the dynamic financial sector. Located in a vibrant city, our team enjoys a supportive environment that values diversity and encourages meaningful contributions to enhance operational efficiency and governance.
Contact Details:
Connor, Clark & Lunn Financial Group Ltd. Recruitment Team
