Assess market conduct risk for CLIC in a hybrid Specialist position, applying compliance judgment and operational expertise two days in office.
Within Individual Insurance and Wealth Management, this regular full-time Specialist supports Co-operators' Market Conduct and Compliance Framework. You will assess Advisor suitability, monitor Advisors and MGAs/AGAs, and complete audits. The work also includes onboarding access and commission processing.
Key Responsibilities:
- Assess Advisor suitability using established contracting standards
- Monitor market conduct among Advisors and MGAs/AGAs
- Perform scheduled Advisor and MGA/AGA audits
- Prepare monitoring and audit summary notes and reports
- Process commission files and analyze related data
Requirements:
- Two to four years in insurance, analysis, audit, or compliance
- Education in business, accounting, risk, compliance, or audit beneficial
- Knowledge of analytical methods and financial industry regulations
- Understanding of Life Insurance products and procedures
- Ability to analyze multiple data streams and communicate clearly
Apply market conduct assessment, audit, and compliance skills while supporting Advisor onboarding and commissions at CLIC.
Third Party Market Conduct Specialist in Calgary employer: Co-operators
Co-operators is an exceptional employer that fosters a collaborative and innovative work culture, making it an ideal place for professionals in the construction industry. With a strong focus on employee growth and development, you will have access to mentorship opportunities and resources to enhance your skills while working on impactful projects across Canada. The company's commitment to community engagement and sustainability further enriches the work experience, ensuring that your contributions make a meaningful difference.
