CLIC is seeking a Third Party Market Conduct & Operations Specialist to safeguard market conduct and streamline onboarding and commission processing.
You will audit Advisors and MGAs, assess suitability for contracting, analyze data for remedial actions, and collaborate across teams in a hybrid 2-day-per-week Canada schedule.
The role requires strong communication, regulatory knowledge, and a proactive approach to continuous improvement in a community-focused financial coop.
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Market Conduct & Operations Specialist (Hybrid) in Regina employer: Co--operators-7
Co--operators-7 is a leading Canadian financial services co-operative that prioritizes its people, fostering a strong culture and development opportunities. Employees work in a supportive environment where they can thrive and contribute to the company's purpose of being a catalyst for a sustainable and resilient society. The organization values passionate individuals who care about their clients and communities.
