Step into a pivotal role as a Compliance Associate at Clarity, where you'll contribute to regulatory compliance across North America. Leverage your expertise in compliance to ensure operational excellence.
As a Compliance Associate, you will report directly to the Chief Compliance Officer. This role requires a minimum of 3 years of experience in compliance, risk, or audit functions. You'll actively engage in transaction monitoring, regulatory reporting, and compliance training while fostering a culture of accountability within Clarity.
Key Responsibilities:
- Conduct daily transaction monitoring and escalate issues
- Manage oversight of registered representatives
- Test and update compliance policies and procedures
- Prepare regulatory reporting and compliance resources
- Develop compliance training materials
Requirements:
- 3+ years of compliance or risk experience
- Strong knowledge of securities markets
- Creative problem-solving ability with regulations
- Excellent judgment under pressure
- Team-oriented, agile in delivering compliance advice
Drive Clarity's compliance initiatives and support its growth trajectory in the dynamic financial landscape.
Compliance Associate at Clarity in Vancouver employer: Clarity (formerly Hiive)
Clarity is an exceptional employer that fosters a dynamic and entrepreneurial culture, offering significant growth opportunities for employees in the heart of Vancouver. With comprehensive benefits including 100% employer-paid health and dental premiums, a vibrant social calendar, and a commitment to inclusivity, Clarity ensures that its team members thrive both personally and professionally while contributing to a rapidly growing company at the forefront of fintech innovation.
