Take on a crucial role with CIRO as a Financial Compliance Examiner for a 12-month hybrid contract. Enhance your career by ensuring that member firms adhere to regulatory standards and internal controls.
In this role, you'll independently verify financial submissions and perform field examinations of various member firms. The position will involve planning examinations tailored to specific risk evaluations and documenting compliance processes. Your expertise will help maintain the integrity of Canada's financial markets, making this a significant role for those passionate about regulatory standards.
Key Responsibilities:
- Conduct detailed field examinations on member firms
- Perform research and gather necessary information
- Plan and execute tailored examination approaches
- Evaluate internal controls and financial procedures
- Document workflows and compliance checks
Requirements:
- Minimum 2-3 years of relevant experience in finance
- Thorough knowledge of Canadian Auditing Standards
- Skills in documentation and compliance testing
- Strong communication abilities both written and oral
- Canadian Securities Course completion an asset
Join CIRO and protect the future of Canadian investment through diligent compliance practices.
Financial Compliance Examiner in Canada in Montréal employer: CIRO
At the Canadian Investment Regulatory Organization (CIRO), we pride ourselves on being an exceptional employer that champions a culture of inclusivity, teamwork, and integrity. Our Toronto office offers a hybrid work environment, competitive salaries, and comprehensive health benefits from day one, alongside opportunities for continuous learning and professional development. Join us to make a meaningful impact in safeguarding Canada's capital markets while enjoying a supportive atmosphere that fosters personal and career growth.
