At a Glance
- Tasks: Conduct compliance examinations and assess risks for Dealer Member firms.
- Company: Join CIRO, a leader in regulatory compliance in Toronto.
- Benefits: Enjoy a permanent, full-time hybrid role with competitive pay.
- Other info: Dynamic work environment with opportunities for professional growth.
- Why this job: Make a real impact on compliance while enhancing your career.
- Qualifications: Undergraduate degree and 2-4 years in compliance or audit required.
The predicted salary is between 81000 - 99000 $ per year.
Enhance your career as a Business Conduct Compliance Examiner with CIRO in Toronto.
Contribute to regulatory compliance while working in a permanent, full-time hybrid capacity.
In this pivotal role within Business Conduct Compliance at CIRO, you will conduct examinations of Dealer Member firms.
Your focus will be not only on assessing risks but also on ensuring compliance with CIRO Dealer Member Rules.
This position requires a blend of analytical assessment and detailed documentation of compliance processes.
Key
Responsibilities
- Develop examination plans based on risk assessments
- Conduct thorough evaluations and internal controls assessments
- Document issues and collaborate on examination reports
- Complete review findings and ensure timely communication
- Suggest improvements for examination processes
Requirements
- Must hold a general undergraduate degree
- 2-4 years in compliance or audit role required
- Necessary completion of designated competency exams
- Strong attention to detail and professional communication skills
- Ability to multi-task and adapt to pressures Utilize your compliance knowledge to support CIRO's regulatory mission in Toronto. #J-18808-Ljbffr
Compliance Examiner Position – Toronto employer: CIRO / OCRI
CIRO / OCRI in Downtown Toronto is an exceptional employer that fosters a collaborative and innovative work culture, making it an ideal place for professionals looking to make a significant impact in the field of AI and automation. With a focus on employee growth, the company offers numerous opportunities for professional development and engagement in cutting-edge projects, all while enjoying the vibrant atmosphere of downtown Toronto. Join us to be part of a forward-thinking team that values your contributions and supports your career aspirations.
