At a Glance
- Tasks: Lead regulatory supervision and ensure compliance for Private Banking at CIBC.
- Company: Join CIBC, a leading financial institution with a commitment to integrity.
- Benefits: Competitive salary, flexible work options, and opportunities for professional growth.
- Other info: Dynamic role with a focus on continuous improvement and innovation.
- Why this job: Make a real impact in compliance while leading high-performing teams.
- Qualifications: CIRO-ID Supervisor accreditation and experience in financial services required.
The predicted salary is between 98550 - 120450 $ per year.
Elevate your career as a Senior Manager in Regulatory Supervision at CIBC, where you will manage Tier I supervision for Private Banking and CPIC.
Lead compliance initiatives and support business growth from anywhere in Canada.
As a Senior Manager, you will report to the Director of Regulatory Supervision and oversee compliance across Private Banking branches.
Your role includes ensuring adherence to CSA regulations as the CIRO Supervisor, managing client onboarding, sales practices, and AML compliance.
You will also provide leadership and develop strategies to enhance supervisory efficiency and a culture of integrity.
Key
Responsibilities
- Manage Tier I regulatory supervision for Private Banking and CPIC
- Oversee client onboarding and KYC assessments
- Ensure compliance with AML and regulatory obligations
- Lead audit readiness and coordinate internal examinations
- Serve as regulatory advisor to Private Wealth teams
Requirements
- CIRO-ID Supervisor accreditation required
- Experience in Tier I supervision or financial services
- Strong knowledge of regulatory requirements
- History of leading high-performing teams
- Continuous improvement mindset and innovation focus
Combine your expertise in regulatory oversight with leadership to drive compliance and efficiency at CIBC. #J-18808-Ljbffr
Senior Manager Regulatory Supervision in Toronto employer: CIBC
CIBC is an exceptional employer that fosters a dynamic and collaborative work culture in the heart of Toronto. As an Equity Research Associate intern, you will gain invaluable insights and hands-on experience in global markets while working alongside industry experts, all within a supportive environment that prioritizes employee growth and development. With competitive compensation and a commitment to nurturing talent, CIBC stands out as a rewarding place for aspiring finance professionals.
