CIBC is seeking a Senior Regulatory Compliance Examiner to lead examinations in Toronto with a hybrid work model. In this key role, you will be integral in managing compliance evaluations across wealth, asset, and capital markets.
You will report to the Senior Director of Compliance and EAML Examinations Program and play a vital role in executing regulatory compliance examinations. Your responsibilities include thorough assessments, adherence evaluation, and providing insightful recommendations for improving compliance processes. You will also support examination portfolios that extend beyond your primary focus.
Key Responsibilities:
- Lead compliance examinations with thorough execution and reporting
- Act as a subject matter expert for regulatory queries
- Maintain relationships with CIBC lines of business and compliance partners
- Assist team members in conducting effective examinations
- Stay informed on regulatory changes affecting compliance processes
Requirements:
- Minimum 3 years of experience in compliance or audits
- University degree or equivalent work experience
- Relevant designations such as CPA or CIA preferred
- Strong communication and interpersonal skills
- Critical thinking abilities for informed decision-making
Leverage your compliance expertise to enhance CIBC's risk management and regulatory strategies.
Senior Compliance Examiner at CIBC in Toronto employer: CIBC
CIBC is an exceptional employer that fosters a dynamic and collaborative work culture in the heart of Toronto. As an Equity Research Associate intern, you will gain invaluable insights and hands-on experience in global markets while working alongside industry experts, all within a supportive environment that prioritizes employee growth and development. With competitive compensation and a commitment to nurturing talent, CIBC stands out as a rewarding place for aspiring finance professionals.
