Elevate your career as a Bilingual Senior Compliance Officer with CI Financial, based in Toronto, requiring 70% travel. You will conduct thorough audits and deliver essential compliance training.
In this senior role, you will travel to various CI Assante Branches across Canada. Your primary focus will be on identifying compliance deficiencies and providing effective training solutions to ensure regulatory adherence. You'll work closely with Branch Managers and Advisors while creating comprehensive audit reports.
Key Responsibilities:
- Conduct branch audits and address compliance deficiencies
- Implement solutions to build client trust
- Deliver education and training to Advisors and staff
- Create and complete detailed audit reports
- Stay updated on securities regulations and industry requirements
Requirements:
- University degree or equivalent experience
- 2-4 years in Financial Services
- Fully proficient in French
- Previous compliance experience in dealership setting
- Knowledge of MS Office applications
Utilize your expertise in compliance and training to foster a culture of trust and regulatory adherence at CI Financial.
Bilingual Compliance Officer - CI Financial in Toronto employer: CI Financial
CI Financial is an exceptional employer that fosters a collaborative and innovative work culture in the heart of Toronto. With a strong commitment to employee growth, we offer comprehensive training programs and career advancement opportunities, ensuring that our team members thrive in their roles. Join us to be part of a dynamic environment where your contributions directly impact the success of our M&A operations and integrations.
