At a Glance
- Tasks: Lead compliance oversight and develop robust programs in wealth management.
- Company: Join Canaccord Genuity, a leader in financial services.
- Benefits: Competitive salary, career growth, and a dynamic work environment.
- Other info: Opportunity to drive innovation while safeguarding client interests.
- Why this job: Make a real impact on compliance standards and client trust.
- Qualifications: 10+ years in compliance and 5+ years in leadership required.
The predicted salary is between 148500 - 181500 $ per year.
Elevate wealth management standards with Canaccord Genuity as the Vice President of Compliance in Toronto.
Lead compliance oversight and ensure regulatory adherence in a dynamic financial services environment.
In this pivotal role within the Wealth Management Compliance team, you will report to the Chief Compliance Officer.
Your focus will be on compliance regulation oversight, risk assessments, and developing robust compliance programs.
This position requires a blend of leadership and strategic advisory to ensure the firm’s operations align with securities regulations and client needs.
Key
Responsibilities
- Lead compliance advisory and oversight for Wealth Management operations
- Develop and maintain the firm's compliance program effectiveness
- Conduct risk assessments and oversee remediation plans
- Liaise with regulatory bodies during audits and examinations
- Provide compliance guidance on new products and client solutions
Requirements
- 10+ years in compliance within wealth management
- 5+ years in a leadership role
- Strong knowledge of securities regulation
- Experience managing regulatory interactions
- Completion of CSC and CPH required
Drive compliance excellence and innovation while safeguarding client interests at Canaccord Genuity. #J-18808-Ljbffr
Vice President of Compliance in Toronto employer: CGC Canaccord Genuity Corp.
Canaccord Genuity is an exceptional employer that fosters a collaborative and entrepreneurial work culture, encouraging employees to learn and grow in a fast-paced environment. With a strong commitment to diversity and inclusion, the firm offers meaningful career development opportunities and values innovative ideas that drive success. Located in Canada, the AML Analyst role provides a unique chance to contribute to a leading independent financial services firm while ensuring compliance and integrity in the securities industry.
Contact Details:
CGC Canaccord Genuity Corp. Recruitment Team
